Archives 2021

View from the Top – 5/2/2021

Castle Rock, Colorado

Navigator Intermediate Swing Strategy

The month of April lived up to its reputation as one of the strongest months of the year. I harken back to late March, when I counseled that April was likely to be strong, as we came off the 20-week cycle low. It was hard to accept that the market could go higher then, but after sputtering just a bit, it finally gripped. All in all, it was a great month.

Having said that, our swing strategy remains 100% cash, as we profitably scaled out of our positions as the month progressed. The market has made little, if any, progress since April 19th. It could be consolidating to go higher, and it almost tripped a buy signal Thursday. But as long as the market remains under the Algo trigger line (see the chart below), I am not interested in any long positions.

Friday (also the last day of April), the S&P 500 index futures closed right on the 5-day exponential moving average. If you are still in the market, the 5-day EMA can be a good stop line. You could use a violation of the 5-day EMA on a closing basis as your line in the sand.

Unless the index can poke above the Algo trigger line on the daily chart (see below), my intermediate bias remains negative, believing that we are close to an intermediate peak – if not already there. 

Even if we are peaking, this does not mean that the market will head straight down, as another minor low might be possible before the 18-month cycle downdraft kicks into high gear. Nor am I predicting a crash – just a normal, expected, and healthy correction of 10% to 15%. It does not really matter what I expect anyway. I am confident the algorithm will bring us back into the market at the appropriate time – whether it is a normal correction or a crash. The most important principle at work here is to avoid the correction – no matter the depth.

What I can say with some confidence is that the risk/reward ratio is unacceptable to me at this level. Even if the Navigator Algo trigger is tripped back into a long trade, it would still be a tough decision to accept a buy signal given where we are. Key stocks rolling over on stellar earnings last week has not helped my confidence.

My hesitancy in calling the peak tonight is that the market (purely from a price perspective) has not violated anything important yet. It just achieved an all-time high only a few days ago. Also, the extreme speculation registered in January and February is starting to get wrung out. Internal dynamics have mostly held up, so a return to neutral sentiment conditions would substantially improve the forward risk/reward profile. We’re still a ways off from that – so I will still resolve all doubts in favor of the Navigator sell signal.

If you have not already raised cash or at least culled your portfolio of weak hands, you may have a day or two left to do so. The put/call ratio spiked Friday, and I believe many shorts will be trapped at Friday’s lows. These shorts will be forced to buy to cover tonight and tomorrow morning. We already see this occurring in Globex tonight (Sunday). I discussed this in detail Friday afternoon here. I would also expect the usual impact as 401(k) and other payroll contributions positively influence the first few trading days of the month.

Here is a 30-year composite of the May roadmap:

We went into April highly leveraged at nice dips with fear high. We made so much money in less than a week that I pulled the reins in fairly quickly. But it is an important illustration of the rewards that come from waiting patiently to strike when the iron is hot.

Our number one job as traders and investors is to protect our capital. That is especially important at these lofty valuations. The statistical probabilities are in our favor, as long as we live to fight another day.

This market could continue higher in a gamma spiral – but I seriously doubt it would end well. We have to accept that there is a lot of change in the air – politically, fiscally, and monetarily – not only here but globally. All the market needs is a catalyst to light the correction – and there is a generous supply of potential catalysts looming. How about Russia invading Ukraine? China invading Taiwan? How about both at the same time? We cannot know for sure what the catalyst will be, but there always is one.

Funny, I am having a deja vu moment as I write this, I remember using those same words, “all it needs is a catalyst to bring it down,” in late January 2020. I even said, “for all we know, the catalyst could be this new virus.” Let’s see if I can win two in a row.

Friends, even Goldilocks, did not liver forever.

AF Thornton

Morning Outlook – 4/30/2021 – 2nd Update

S&P 500 5-Minute Intraday Chart

Taking my own advice, I picked up five micros at 4166 (ok – I was too chicken to go for it and use the minis). I sold them for 10 points right below the downtrend line at 4177. So I achieved a total scalp of 50 micro points at a $250 profit. Hey, it buys dinner out with the wife, right?

The sell-off into the range low (so far) this afternoon involved above-average volume, +1,000 downticks (likely exhaustion), and a spike in the Put/Call Ratio right before the price turned. It looks to be the LOD (Low of the Day), as only 96 contracts (a very low number) traded at the turn. 

We will see what happens as traders retest the low here and into the close. But the spiking of the Put/Call Ratio leads me to believe that traders are shorting the heck out of the “Look Above and Fail” implications and expecting the market to cave today. Quite a bit of that shorting seems to be taking place right around the 4166 range low itself. 

If the market does not deliver, these shorting traders could end up trapped here with poor location, forced to cover at the end of the day, Sunday night, or Monday. Also, if the market holds the low, the market remains in balance with slightly bullish implications for successfully defending its lower boundary. 

Going into the first few trading days of May, we may get another brief pop higher as payroll contributions roll into the market and the shorts panic buy, but it is hard to imagine that there is enough gas left in the tank to take us much higher. We are way past empty and running on reserves. 

CBOE Equity Put/Call Ration
NYSE Ticks

Summarizing then, we have strong selling pressure down to the balance area low, which was our target published this morning. Despite their best efforts and quite a bit of volume, traders have been unable to push the market below the balance range, at least so far. Add that to your narrative. 

The Put/Call Ratio approached the March fear spike level today. That fear spike brought us the March low and ensuing April rally. So I am challenged to say this is it – we are ready to roll over here and now. Something always conspires to muddy the waters. 

All I can say is that we are very, very, close to a peak and intermediate correction of at least 15%, and likely more. Since we are already in a sell signal on the daily chart, even though we have been stuck in this consolidation, I don’t mind watching from the bleachers over the weekend. 

Let’s see what Monday brings, and go from there. Have a great weekend!

A.F. Thornton

Morning Outlook – 4/30/2021 – Update

S&P 500 Futures - 5-Minute Regular Session Intraday Chart

As represented by the S&P 500 index, the market has reached this morning’s target – the bottom of the balance range.

I would expect a bounce, as the market is oversold on a 5-minute time frame, and we have some divergences at the low. But any price acceptance below the range has the potential for a tone change.

Be careful, but it does not take much of a stop loss to try a long trade here. Your job is always to find low-risk entry points in either direction and supported by the probabilities. The afternoon drive should start shortly.

A.F. Thornton

I don’t typically trade Fridays due to weekly options expiration, and today is month-end, also a tricky day to trade. Caution is warranted if you move forward.

Yesterday’s regular and last night’s Globex sessions have been instructive in a couple of different ways. First, note that yesterday’s regular session involved a “Look Above and Fail” (see yesterday’s epilogue and extensive discussion of the setup here). With the breakout failing this morning, the balance area low remains in play at 4166.75 today.

Additionally, overnight traders rejected the breakout from balance (again), just as their counterparts had done in yesterday’s regular session. The regular session traders managed a last-minute save into yesterday’s close – but it left a potentially negative “hanging man” candle on the daily chart.

Likely, many traders initiated new long positions above the balance area high yesterday and are now trapped. The breakout likely lured them into believing that yesterday’s all-time high and close above the breakout was solid – expecting the market to start a new leg higher out of the consolidation. These trapped traders may be eager to push the sell button this morning – as the breakout has failed overnight. 

Otherwise, overnight inventory is net short, normally resulting in a profit-motived counter-auction (higher) at the open. No attempt at a counter-auction would be further evidence of weakness and the trapped longs. 

Keep in mind that almost every short-term trader observes balance breakouts, and they don’t usually hesitate to seize the opportunity presented. Most traders see the same horizontal resistance line and set buy stops just above it. I believe there is strong potential for at least some of these traders who went long late yesterday to be disappointed in a big way this morning.

As mentioned above, the last trading day of April today could bring on added volatility, and traders also have to digest the Amazon gap this morning. Other tech monsters are still reacting to their own reports earlier in the week.

I would use the bottom of the balance area at 4166.75 today as a downside target – and an initial line in the sand. As we are opening within yesterday’s range, it’s not easy to pinpoint an exact entry for a short trade, but I would trade from the framework that sellers could be in control of the tape, at least down to balance area low. 

Target the balance area low first.  If it is breached, then target the top of the single prints at 4160. Beyond that, target the 4/22 volume point of control at 4127.25. In addition to all that we retain in our narrative, today’s path will tell us a lot about the state of the market going into May. Sell in May and go away? We shall see.

Failing to test the low end of balance would be a more bullish sign and should be carried forward as a WWSHD (When What Should Happen Doesn’t).

Good luck today.

A.F. Thornton

Epilogue – 4/29/2021

The morning outlook will follow. This Epilogue is lengthy, so you may want to save this for a later time when you can really sit down and focus. Then start by clicking on the above chart to enlarge it. Either place it in a separate window or print it so you can follow along. Study and repetition are as important in day trading as with any serious endeavor. The market rarely has any new moves. The moves have all happened before because human nature does not change. We capitalize on that concept for one of our edges in trading.

Some setups do stop working in time. We expect that. When everyone starts doing the same thing, it tends to cancel out the setup. To the extent required, I stay on top of the waning popularity of any setup as it loses its edge. Edge is what this endeavor is all about.

But typically, maintaining my edge is not a problem. The reason most of what I teach here does not tend to change or lose its edge is that I teach you how to “think.” Thinking is in short supply everywhere these days, and trading the financial markets is no exception. You might understandably yearn for easy, rote, and mechanical responses to the markets. Who wouldn’t? If this – then this. But the truth is that mechanical rules have their place but are not the end-all. Even I don’t solely rely on my mechanical algorithms.

All that being said, today was a fabulous day trading day and one for your notebooks. Grab the chart, print the Gap and Balance rules, and print the morning and interim outlooks. Now, let’s relive the day, starting with the pre-market outlook.

Summarizing, I noted pre-market that a combination of Balance Rules and Gap Rules would be working together at the open. I cautioned that recency bias might lead you to believe that Balance Rule #2, “Look Above Balance and Fail,” would be unlikely to apply. I cautioned you to keep an open mind. Sure enough, the rule prevailed.

When the market gaps above a three-day balance area, by definition, the market is subject to a reordering of thinking. The reordering question is; will market participants accept the new, higher overnight prices or reject them? That is how the auction process works. Equally significant today, the top of the balance range at 4193.75 was the ceiling for the last eight market sessions. A breakout of eight-day resistance was even more consequential in the context of a “Look Above and Fail” related to the three-day balance range.

The measured move for a break out of balance is double the balance range. Yesterday (Thursday, 4/29), the market opened at that calculated move. Perhaps that was one indication that the opening gap would start to fill, and traders would test the validity of the breakout by forcing the price back to the range top level.

Significant gaps such as the one today don’t always fill the same day, and many times the market goes sideways the rest of the day digesting the new gains – a form of price acceptance in and of itself. Other times, especially on smaller gaps, you can have a “Gap and Go” scenario where the market blasts out of the open market and never looks back. Strong internals usually supports Gap and Go (e.g., breadth, advances versus declines, advancing volume versus declining volume, and up versus downticks).

Also, this morning we came into the session with overnight inventory 100% long – so we would expect a counter-auction at or near the opening. I even suggested shorting a violation of the low of the first one-minute bar as a starting point in the pre-market outlook, with a stop a few ticks above that bar. For the first half of the day, that is all you had to do. But even without that more sophisticated approach, you could have followed the applicable balance rule as set forth below:

Look Above and Fail. Prices move above the balance area high but fail to find acceptance and reverse back into the balance area. Now you have a short trade, with your stop above the high just made above the balance area, with a target to cover at the opposing low end of the balance area.”

Using my suggested, sophisticated approach this morning, I teed up a five-minute candle chart with all key levels marked. (By the way, I do this every day, and so should you.) I then shorted a violation of the low of the first one-minute bar using the S&P 500 E-mini futures as my instrument of choice. I executed at 4204.50. Subsequently, I had to ride the trade up a few ticks, and then the index rolled over in my favor.

Let me briefly digress here to say that you could have used the same approach with the NASDAQ 100 index, other stock indexes, and sometimes individual stocks. My instrument of choice turned on sector leadership out of the gate this morning, which favored the construction of the S&P 500 index. Making the appropriate trading vehicle choice will be a topic for a separate discussion down the road.

So, now I am in the short trade, and I followed price down to the top of the balance area at 4193.71, using a dual violation of a downtrend line and the Navigator™ Algo Trigger as my trailing stop to lock in profits, as the market moved lower and in my favor.

The top of the Balance Area at 4193.71 was my first logical target, as Balance Rules are not triggered until price materially enters into the Balance Area, but the rules anticipate such a retest. I was also motivated by a rational, anticipated counter-auction to correct overnight inventory. As well, a full or partial Gap-fill was a reasonable expectation, given that the market already opened at the targeted, measured move of the breakout from balance. So far, so good.

At the initial target, the top of the Balance Area, the index barely hesitated and soon cut right through the balance area top and right into the balance area. I had not been stopped out as yet, so now I had my second target – generated by the Balance Rules – the balance area low around 4166.

There was no guarantee that the market would reach or stop at the Balance Area low. With the appearance of a critical reversal top developing on the daily chart intraday, the market could have deteriorated further, capitulating and solidifying the nominal 18-month peak.

While I still expect that peak around the first week of May, we are in the zone for the peak even here and now. For the most part, however, I was 90% sure that the market would pivot higher from the expected target, and I sent out the interim update this morning literally as the market approached the Balance Area low at 4166. You can observe the position of the index from the chart included with the morning’s interim update.

Even though I was almost sure price had achieved the target, if the market wanted to further capitulate for more gains, I let the trade ride up a bit, allowing the market to take me out of the trade with a violation of both the trigger stop and a trendline break.

As a result, I covered my short positions at 4178 or $1500 per contract. The day margin on the contract is $550. So, I used $550 of my capital for each contract to make $1500 (triple my investment) in just a few hours. Had I used a micro, the profit would have been $150 per contract, using $55 of capital for the margin.

By the way, the advantage of trading multiple contracts is that there would be nothing wrong with covering a few of them near 4166, picking up another 10 points or $500 per contract, and letting the remaining contracts ride on the original plan. Always keep that in mind, including using multiple micros if you don’t have the capital to trade multiple E-minis.

Better yet, you could also do what I did today – if you can make the mental leap. One of the most challenging things for a trader is to instantly switch gears from long to short or short to long. It is a complex mental shift and not always appropriate. Sometimes I can do it, sometimes not.

It is usually easier to switch gears when my first trade has already gone substantially in my favor, and I am using setups or specific rules to guide me. Otherwise, it is best to take your trades in the direction of the prevailing macro trend – currently bullish.

The point is, using the rules and our recent narrative, you will realize that the signal to cover my shorts was a simultaneous buy signal, which I gladly executed.

Most trading systems, including mine, have a reverse button. So now, I reversed the short trade to long, using the same algo trigger I had used on the way down and a new, rising uptrend trendline as my stop to lock in profits as the new trade moved in my favor. The new trade was the mirror image of the earlier short.

It is not always clear where the up target will be in such a reversal, and I did not necessarily expect the somewhat rare “V” bottom we experienced today, but that is what the market delivered. Usually, the market would recover about half the decline and then roll over again, perhaps providing a third trading opportunity.

So now I am long at 4178, moving my stop up with the trigger and trendline. The algo trigger/trendline break sell signal came late in the day at 4202 for a profit of $1200 per E-mini contract or $120 per micro. The entire intraday swing trade delivered $2700 per contract for me. But for many, even $270 per micro would have been more than acceptable. It all depends on your risk tolerance and account size.

In conclusion, then, I started with a bit of thinking, followed by a reliable setup, adhered to the setup rules (with a dose of some technical analysis), and the rest is history. That is your “Look Above Balance and Fail” trade.

I hope this has been instructive. Feel free to email me at info@BluprintTrading.com with any questions.

A.F. Thornton

Morning Outlook – 4/29/2021 – Update

This morning – I mentioned balance rules applied which you can find here. The second rule is applicable today – and it is classic:

“Look above and fail. Prices move above the balance area high but fail to find acceptance and reverse back into the balance area. This is now a short, with a stop above the high just made above the balance area, with a target to cover at the opposing low end of the balance area.”

Now, click the chart to enlarge it. The balance area high is marked at about 4193 and the low at 4166. While we were expecting a counter-auction at the open, both because overnight inventory was 100% long and we had a true gap (likely to fill at least partially), the market should have turned at or near the balance area high around 4193. When it didn’t, the target was the lower end of the balance range – 4166. The S&P 500 index just completed that process. This was a classic application of the rule.

While a bit sophisticated and more related to gap rules, had you placed a short a few ticks below the low of the first one-minute bar, with your stop a few ticks above it, you would still be in that short now, depending on your exit strategy. Of course, you could also have shorted as you dropped into the range.

Put this update in your trading notebook.

Let me also comment on the WWSHD (when what should happen doesn’t). This is a failed breakout – unless there is a major turnaround before the close. Add that to your market narrative. Moreover, after earnings announcements, several key stocks popped higher and then reversed. This trend has been going on for a few weeks now. This indicates to me that the market is getting tired.

Two FAANGMAN stocks, Apple and Google, blew out their earnings last night. Fed Chairman Powell had kind words. President* Biden promised us a utopian future if we only give him another $6 trillion – on top of the current $30 trillion of debt already on the books. I am not even mentioning the unfunded liabilities off the books.

After all of this, the market delivers a failed breakout? My friends, the 18-month cycle peak is likely close at hand. By the time most traders realize it has started, the market will likely already be halfway through the correction. It will be swift and brutal, at least in the early stages.

The market may pivot now that the bottom of the balance range has been tagged. If it doesn’t, look out below. Next stop – 4117.

The Navigator Swing Strategy remains 100% cash.

Be careful!

A.F. Thornton

Morning Outlook – 4/29/2021

The follow-through from Facebook and Apple’s blowout earnings, along with Fed Chairman Powell’s reiteration that it’s too early to talk about any taper of QE, has futures gapping up strongly and breaking out of a three-day balance/range. Balance rules apply.

This is the first day that we will be opening out of range/balance in a while, so there should be some shock and awe at the open. Gap rules apply. As the gap is large, keep #2 and #4 firmly in mind.

The potential is there for early trade (which is generally counter-trend first) on any true gap. Aggressive traders can short the first one minute low or any cross back down through the open should the opening drive be higher. Target yesterday’s high for the gap fill. This is a very advanced style of market play, and it’s not easy to pull off as per gap rules #2 and #4.

Any gap and go scenario must be characterized by extremely bullish internals with either a complete failure to fill the gap or partial fill. Often, the best trade is the cross back up through the open after any partial gap fill.

Due to recency bias, it can be easy to discount the potential for a look above and fail as per balance rules. Should the gap fill and acceptance be found back within the balance area, then there is potential for rotation to the opposing end of the balance (4166.75).

Key levels today are the all-time highs overnight (4207.75), yesterday’s high (4193.75), which is the top of the three-day balance area, the bottom of the three-day balance area (4166.75), and the top of the single prints (4160). You can pick up the same levels by analogy in the NASDAQ 100. I will publish some charts later this morning.

Good luck today,

A.F. Thornton

Morning Outlook – 4/28/2021

Navigator System Status - Daily Chart
Close-Up

Don't Day Trade Fed Days

Nearly everything in life is a gamble, including trading. The wife always teases me – “are you gambling in there or playing computer games again?” “Anything to avoid a real job.” Well, since the last time I had a real job was April 1987, not much is likely to change.

But as with life, we assess risks and probabilities before forging ahead in trading. We weigh the pros and cons. Maybe I am delusional, but risk-taking is a matter of degree when you are weighing evidence and assessing probabilities.

Today, the Fed will conclude their latest meeting, and Chairman Powell will hold a press conference. Fed policy is somewhat elevated in my weightings at the moment due to inflation expectations. The Fed will announce today’s press release on monetary policy and interest rates about two hours before the close. No change in policy is anticipated, but every word of the press release and Chairman Powell’s back and forth with the press will be dissected.

To make a long story short, unless you are a pure gambler or you have a specific and targeted options strategy, it is unwise to day trade today in light of the looming announcement and press conference – unless you a purely gambling on the announcement. That holds true for any day when major economic reports or other events loom over the market. On Fed days, we typically see a low volume balancing market before the announcement and then some wild volatility after – depending on the content of the announcement.

Moreover, tonight President* Biden will speak to a joint session of Congress and announce various tax proposals. The proposals (which are just that – proposals) could have a big influence on the markets tomorrow. Keep in mind that, as with any negotiation, you typically start higher than where you truly believe your proposals will be accepted. There likely will be some of that tonight.

The Capital Gains tax proposal several sessions ago likely was a high volley to start negotiations. The market had a knee-jerk sell-off that created a buying opportunity. So my advice is don’t panic quite yet, as we see these two significant events pass in the next 24-hours. As well, my advice is to let these events pass before making any material investment decisions as we approach the end of the month on Friday. 

Good luck today, I won’t be advising or trading – as it would be pure gambling.

A.F. Thornton

Morning Outlook Update – 4/27/2021

The S&P 500 and NASDAQ 100 have been falling right from the open. As pointed out this morning, the levels at 4172 and 13933 on the S&P and N100, respectively, are critical. If these levels don’t hold, we will dip down into the previous trading range and risk double tops in both indices.

With all the negative divergences on the daily charts at the latest peaks for both indexes, the market might have reached the intermediate peak we have been expecting – and this would favor the short side in day trading. 

Let’s see if the levels hold. Otherwise, you may be witnessing the 18-month cycle peak. It is too early to tell this morning, but carry that forward in your narrative.

Morning Outlook 4/27/2021

The last few sessions have had overnight distributions that have exhibited 45-degree line patterns or close to it. These lows (S&P 4176 and NASDAQ 100 14,000) have proven secure, and last night’s distribution is no different. Remember that traders do what works until it doesn’t, so assume these lows to be secure until they are not. 

Price made new all-time highs in the overnight session. Carry this forward as potentially less secure as auctions don’t usually end on an overnight session. We also have an extensive Time Point of Control in the S&P 500 at 4181.25 in yesterday’s regular session. Wide TPOC’s are more likely to be tested than more narrow ones. Early trade could easily revisit this area as it is not far from current prices. 

Remember to continue to carry forward untested and unrepaired structures from prior sessions. It’s easy to forget these when faced with a market that is trading very one-sided right now. That means the top of the single prints at S&P 4160 and NASDAQ 100 13,933 (from 4/23) would still be in your narrative. Then, should the tone change abruptly, you will have references at your disposal.

Use the prominent TPOC in the S&P 500 as a reference today and assume that the price will trade through it at some point in today’s session. Use that information for potential fades back to this level or rallies up to it when trading on either side.

On the S&P 500, yesterday’s profile distribution is very tight, and the range is small. There is also a lack of material excess on the top that corresponds with a prior regular session high. Assume potential for a long breakout above that area. By the same token, assume the potential for a downside breakout should yesterday’s low at 4173.25 be taken out. 

In either scenario, context is king, and internals are more important than ever when attempting a range breakout.

Good luck today.

A.F. Thornton

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